Broker Dealer Operations, Associate

About this role

📋 Description Execute daily trade, position, balance, and cash reconciliations between Coinbase and Apex records Support customer account onboarding and maintenance workflows, including documentation review Process inbound and outbound securities transfers (ACATs) end-to-end, from intake review and Monitor operational alerts and exception queues, prioritize customer- and risk-impacting issues Support corporate action operations by reviewing event notices, monitoring deadlines, validating Identify recurring failure modes and propose practical improvements to reduce manual work, shorten 🎯 Requirements 2+ years in financial services operations, brokerage operations, clearing and settlement, trade Working knowledge of U.S.

equities trade lifecycle concepts, including order processing Demonstrated experience investigating data breaks or operational exceptions across multiple systems Proven ability to follow documented procedures consistently in a regulated environment while Familiarity with clearing platforms (e.g., Apex Clearing), Jira, SQL, or workflow-automation tools Utilizes generative AI responsibly, maintaining human oversight to deliver business-ready outputs 🎁 Benefits Base salary varies by location (see range below).

Total compensation may also include equity and

Source listing: empllo_remote